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Series 99 Exam Secrets Study Guide Series 99 Test Review for the Operations Professional Qualification Examination Mometrix Secrets Study Guides
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Series 99 – Operations Professional Exam / FINRA ~ The Series 99 exam — the Operations Professional Exam — assesses the competency of an entry-level registered representative to perform their job as an operations professional. The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an operations professional, including customer onboarding; financial control; receipt and .
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Series 99 Exam (What is on the Series - Test Prep Review ~ The Series 99 exam consists of 110 questions (with ten pretest questions) and is designed to test knowledge of back office operations and systems. This exam is called the Operations Professional Qualification Examination and is provided by the Financial Industry Regulatory Authority (FINRA).
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